Given the multitude of rules and regulations coming at firms from every direction by federal and state regulators and enforcement agencies, the challenge of doing the right thing, ensuring a firm’s adherence to the letter and spirit of the law, and managing risks is at best a daunting task.
Compliance management has risen to be one of the highest priority issues in the C-suites and boardrooms of the nation’s business . So much is at stake, with mismanaged regulatory risk becoming a silent threat to business reputation, bottom line, and even their ability to conduct business.
Gate House Compliance advisors served at the highest-levels of government, GSE, and private sector housing finance. We currently work with top executives of the leading financial service firms in the industry. The feedback we have received throughout our interactions have made it clear there is a serious gap between what is expected of these executives and their ability to oversee and evaluate their firm’s compliance capabilities and performance.
We identified a vital need for a more comprehensive approach to assessing the health of their lending and/or servicing practices, informed by deep knowledge of the issues, by a firm grasp of the complexities, and by an acute appreciation for the risks, including crippling litigation, if these needs are not addressed.
It became increasingly clear that the combination of knowledge, experience and skills in the form of the Gate House Compliance team was uniquely positioned to provide C-buites and board members with knowledge and a plan to do what’s right and to protect themselves and their firm.
That’s why we started Gate House Compliance and created a new, proprietary service, Gate House Compliance 365. Gate House Compliance, launched in February 2024, combines Gate House Strategies’ experience, knowledge, and networks with the services of our strategic partner CrossCheck Compliance LLC, one of the country’s premiere regulatory compliance and risk management consulting entities.
Gate House Compliance 365 provides clients with direct access to all the tools and expertise needed to be assured compliance is being done right.
Our Compliance Solutions Include: